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Archived Rule Revisions for 1995

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                        DEPARTMENT OF AGRICULTURE

                         FOOD AND DAIRY DIVISION

                    REGULATION NO. 569.  SMOKED FISH


(By authority conferred on the Department of Agriculture by section 23 of act 
No. 39 of the Public Acts of 1969, as amended, being S289.723 of the Michigan 
Compiled Laws)


R 285.569.1  Definitions.
  Rule 1. (1) As used in these rules:
  (a)   "Cold process smoked fish" means a smoked  fish  that  has  not  been 
subjected to sufficient heat to coagulate the protein throughout the fish.
  (b)   "Critical control point" means a point, step, or procedure in a  food 
process at which control can be applied and,  as  a  result,  a  food  safety 
hazard can be prevented, eliminated, or reduced to acceptable levels.
  (c)   "Critical limit" means the  maximum  or  minimum  value  to  which  a 
physical, biological, or chemical parameter must be controlled at a  critical 
control point to prevent, eliminate, or reduce to  an  acceptable  level  the 
occurrence of the identified food safety hazard.
  (d)    "Fish"  means  all  freshwater  or  saltwater   finfish,   mollusks, 
crustaceans, and other aquatic organisms, other than birds or  mammals,  that 
are intended for human consumption.
  (e)   "Fish product" means  any  article  of  food  or  any  other  article 
intended for, or capable of being used as, human  food  that  is  derived  or 
prepared, in whole or in part, from any portion of any fish.
  (f)   "Hazard analysis and critical control point  (HACCP)  plan"  means  a 
food processing plan under which a food processing plant operator effectively 
prevents food safety hazards by monitoring food safety variables at  critical 
control points and by controlling the variables within critical limits.
  (g)   "Hot process smoked fish" means a smoked fish that has been subjected 
to sufficient heat for a sufficient period of time to coagulate  the  protein 
throughout the fish.
  (h)   "Liquid smoke" means an aqueous solution of  wood  smoke  that,  when 
suitably diluted, may be used to impart a smoke flavor.
  (i)   "Loin muscle" means the longitudinal quarter  of  the  great  lateral 
muscle of the fish that is free  from  skin,  scales,  visible  blood  clots, 
bones, gills, and nonstriated parts.
  (j)   "Process authority" means a person who has expert  knowledge  of  the 
commercial processing of fish and fishery products based on a combination  of 
education, training, and experience.
   (k)  "Reduced oxygen packaging" means packaging that reduces the amount of 
oxygen in a package by mechanical evacuation of the  oxygen,  displacing  the 
oxygen with another gas or combination of gases, or otherwise controlling the 
oxygen content in a package to a level below the level of 21% normally  found 
in the surrounding atmosphere. "Reduced oxygen  packaging"  includes  altered 
atmosphere, modified atmosphere, controlled atmosphere, low oxygen and vacuum 
packaging.
  (l)   "Smoked fish"  means  a  freshwater  or  saltwater  finfish  that  is 
prepared by treating it with salt (sodium chloride) and subjecting it to  the 
direct action of the smoke  from  burning  wood,  wood  sawdust,  or  similar 
burning material or from liquid smoke flavoring applied to the surface  in  a 
gaseous, liquid, or vaporized state with or without heat.  The term  includes 
products composed in whole or in part from  smoked  fish,  such  as  sausage, 
pate, or snack dip.
  (m) "Temperature-indicating device" means an accurate, standard thermometer 
or equivalent device, such as a resistance temperature device or thermocouple.
  (n) "Temperature-recording device"  means  a  device  that  is  capable  of 
providing a continuous record of the temperature conditions being monitored.
  (o)   "Water phase salt" means the percentage of salt (sodium chloride)  in 
the  water  phase  of  the  finished  fish  product.   It  is  calculated  by 
multiplying the percentage of salt (sodium chloride) by 100 and dividing that 
number by the sm  of  the  percentage  of  salt  (sodium  chloride)  and  the 
percentage of moisture in the finished product.  Moisture  and  salt  content 
shall  be  determined  in  accordance  with  the  method  described  in   the 
publication entitled "Official Methods of Analysis of   AOAC,  International" 
16th edition.  The publication is adopted in these rules by reference and may 
be obtained from AOAC, International, 2200 Wilson  Boulevard,  Suite  400-GG, 
Arlington, Virginia 22207-3301, at a cost as of the time of adoption of these 
rules of $359.00 (print version), or from the Department of Agriculture, Food 
Division, Ottawa Building, Fourth Floor, P.O. Box 30017, Lansing, MI 4 48909, 
at cost.
  (2)   Terms defined in Act No. 39 of the Public Acts of 1968,  as  amended, 
being §289.701 et seq. of the Michigan Compiled Laws, have the same  meanings 
when used in these rules.

  History:  1997 AACS.


R 285.569.2  Exemptions from rules.
  Rule 2.  The following fish products are exempt from  the  requirements  of 
these rules:
  (a)  Finnan haddie, smoked cod fillet, smoked  Scottish  kipper,  or  other 
smoked fish that is clearly labeled to be cooked before consumed.
  (b)  Boneless, smoked salted herring; smoked, dry  salted  herring;  smoked 
blind robbin; or other smoked fish that has a water phase salt content of not 
less than 10%.
  (c)   Commercially  sterile  smoked  fish,  either  canned  or  in  sterile 
packaging.

  History:  1997 AACS.


R 285.569.3  Fish-smoking establishment; requirements; temperature-indicating 
devices and temperature-recording devices generally.
  Rule 3. (1) A fish-smoking establishment shall be in  compliance  with  the 
requirements of R 285.553.1 to R 285.553.26 in addition to  the  requirements 
of these rules.
  (2)   When  reference  is  made  to  a  temperature-indicating  device  and 
temperature-recording device, the following conditions shall apply:
  (a)   A temperature-indicating device shall be installed where  it  can  be 
easily read and the sensor for the device shall be located to ensure that  it 
accurately measures the warmest temperature of  the  refrigeration  equipment 
and the coldest temperature of the smoking equipment,  as  appropriate.   The 
sensor shall be protected from mechanical damage.   A  temperature-indicating 
device shall be calibrated  at  the  routine  operating  temperature  of  the 
refrigeration,  cooling,  or  smoking  equipment  against  a  known  accurate 
standard thermometer upon installation and at least once a year thereafter or 
more frequently if necessary to ensure its  accuracy.   Records  of  accuracy 
checks for a temperature- indicating device shall  be  maintained  and  shall 
specify the date,  standard  used,  method  used,  results,  and  the  person 
performing the test.  A temperature- indicating device  that  has  a  divided 
fluid column or that cannot be adjusted to the standard shall be  immediately 
repaired or replaced.
  (b)   A temperature-recording device shall be installed  where  it  can  be 
easily read and the sensor for the device shall be installed to  ensure  that 
it accurately measures the warmest temperature of the refrigeration equipment 
and the coldest temperature of the smoking equipment, as  appropriate.   Each 
temperature-recording device shall be checked for accuracy  against  a  known 
accurate temperature-indicating device upon installation and at least once  a 
year thereafter or more frequently if necessary to ensure  its  accuracy.   A 
record of the accuracy checks shall be maintained that specifies all  of  the 
following information:
  (i)  The time and date of each check.
  (ii) The temperatures indicated by both devices before adjustment.
  (iii) The corrective action taken, where applicable.
  (iv) The person who performed the accuracy check.

  History:  1997 AACS.


R 285.569.4  Fish, fish products, and ingredients; condition; processing,
  handling, storing, preparing, and transporting at certain temperature
  required; inspection and washing before processing; thawing; evisceration.
  Rule 4.  (1)  All fish, fish products, and ingredients shall be  clean  and 
wholesome, free from any deterioration, spoilage,  adulteration,  or  foreign 
odors, and processed, handled, stored, prepared, and transported at or  below 
38 degrees Fahrenheit (3.3 degrees Celsius)  so  as  to  be  safe  for  human 
consumption.
  (2)   Fresh fish received shall be inspected  and  adequately  washed  with 
potable water before processing.  Only sound, wholesome fish  that  are  free 
from adulteration and organoleptically detectable spoilage shall be processed.
  (3)   All fish received in a frozen state shall be either  thawed  promptly 
and processed or stored at a temperature that will maintain  the  fish  in  a 
frozen state.  Thawing shall be carried out in as rapid a manner as  possible 
so that the internal temperature of the  fish  does  not  exceed  38  degrees 
Fahrenheit  (3.3  degrees  Celsius).   After  thawing,  the  fish  shall   be 
adequately washed with potable water before processing.
  (4)   All fish destined for smoking shall be eviscerated.  The evisceration 
of fish shall be conducted in an area that is separate from other  processing 
operations.  The evisceration shall be performed with minimal disturbance  of 
the intestinal tract contents.  Upon evisceration, the  fish,  including  the 
body cavity, shall be washed thoroughly with a continuous  flow  or  vigorous 
spray of potable water that may be chlorinated at safe levels.

  History:  1997 AACS.


R 285.569.5  Brining.
  Rule 5.  (1)  Before smoking, fish shall  be  dry-salted  or  brined  in  a 
manner that will ensure an adequate and consistent water phase  salt  content 
of the finished product.
  (2)  Brining of  fish  for  smoking  shall  be  carried  out  so  that  the 
temperature of the brine does not exceed 60 degrees  Fahrenheit  (16  degrees 
Celsius) at the start of brining.  If the brining time is more than 4  hours, 
then the brining shall take place  in  a  refrigerated  area  that  is  at  a 
temperature  of  38  degrees  Fahrenheit  (3.3  degrees  Celsius)  or   below 
immediately after the salting step.
  (3)  Brining tanks shall be cleaned and sanitized before each  use.  Brines 
shall not be reused unless there is an adequate process available  to  return 
the brine to an acceptable microbiological level.
  (4)  After removal from a brining  solution,  fish  shall  be  rinsed  with 
potable water.

  History:  1997 AACS.


R 285.569.6  Application of smoke.
  Rule 6.  (1)  Fish to be smoked shall be arranged without  overcrowding  or 
touching each other within the  smokehouse  oven  or  chamber  to  allow  for 
uniform smoke absorption, heat  exposure,  and  dehydration.   Liquid  smoke, 
generated smoke, or a combination of liquid smoke and generated  smoke  shall 
be applied to all surfaces of the fish.  The  surfaces  of  the  fish  to  be 
smoked shall be moist or tacky to the touch at the beginning of  the  smoking 
step.
  (2)  If only liquid smoke or only generated smoke is used, then it shall be 
applied before the surface protein on the fish has been allowed to dry to the 
point of forming a pellicle or barrier to smoke uptake.
  (3)  If a combination of liquid smoke and generated smoke is used, then the 
liquid smoke shall be applied before the surface protein on the fish has been 
allowed to dry to the point of forming a pellicle or barrier to smoke  uptake 
and the generated smoke may be applied at any stage of the process.

  History:  1997 AACS.


R 285.569.7  Process time and temperature; records of heat treatment.
  Rule 7.  (1) All  smoking  shall  be  accomplished  so  that  the  internal 
temperature of the coldest part of the fish remains at or above  145  degrees 
Fahrenheit (62.8 degrees Celsius) for not less than 30 continuous  minutes.
The temperature measurement shall be obtained by inserting the sensor of  the 
temperature-recording device into the thickest flesh portion of  one  of  the 
largest fish being smoked  that  is  located  at  the  coldest  area  of  the 
smokehouse.
  (2)    An  accurate  record  of  the  entire  process  time  and   internal 
temperature shall be taken for each smokehouse load.
  (3)   The record specified in subrule (2) of this rule shall  indicate  the 
date, including month, day, and year.
  (4)   Each smokehouse load shall be assigned a lot number that  corresponds 
to, and can be easily identified with, the record of the thermal process time 
and temperature produced by the temperature-recording device.
  (5)   A record  for  each  load  shall  also  indicate  the  smokehouse  or 
compartment number, the type or species of fish, and  the  quantity  of  fish 
smoked.
  (6)   The plant manager shall review and certify by  initialing  the  entry 
for each load made on the recording chart or in  the  smoking  record  before 
distribution or sale of any smoked fish within the load.

  History:  1997 AACS.


R 285.569.8  Finished fish product.
  Rule 8.  (1) Immediately after the thermal process, the smoked  fish  shall 
be cooled to a temperature of 38 degrees Fahrenheit (3.3 degrees Celsius)  or 
below and shall remain at or below that temperature at all  times,  including 
through all storage, marketing, and sales channels.  If smoked fish is to  be 
frozen, the freezing shall occur immediately after the  thermal  process  and 
cooling step, and the smoked fish shall remain frozen at all times, including 
through all storage, marketing, and sales channels.  Each room,  compartment, 
or holding device for the storage of smoked fish shall be  equipped  with  an 
accurate  temperature-indicating  device.   Every  person   responsible   for 
handling smoked fish up to the time it reaches the consumer  shall  have  and 
use an accurate temperature-indicating device to check  for  compliance  with 
the temperature requirements in these rules.
  (2)   All air-packaged smoked fish shall be processed so that  the  content 
in the fish of water phase salt is not less than  3%.  The  determination  of 
salt and moisture content shall be made using the loin muscles of the fish.
An  operator  shall  chemically  analyze  the  finished  fish  product   with 
sufficient frequency using an official method to  ensure  that  the  required 
level of water phase salt is achieved.  If a sample of the operator’s  smoked 
fish has been analyzed by the department and has been found  not  to  contain 
the required levels of an ingredient, including water phase  salt,  then  the 
director of the department may require additional analyses to be conducted by 
the operator.   The  results  of  the  analyses  shall  immediately  be  made 
available to the director of the department upon request.

  History:  1997 AACS.


R 285.569.9  Segregated packaging, handling, and storage area.
  Rule 9.  Smoked fish product packaging, handling, and storage  areas  shall 
be established that are sufficiently segregated  within  the  facility  apart 
from unprocessed fish and equipment, objects, and  employees  who  have  come 
into contact with waste, raw product, or other unsanitary objects.  Packaging 
material, equipment, employees, and in-process materials that  enter  product 
packaging, handling, and storage areas shall be treated so as to minimize the 
risk of introducing microorganisms.  Air handling systems shall  be  designed 
to minimize the  risk  of  airborne  contamination  into  product  packaging, 
handling, and storage areas and to provide positive air pressure relative  to 
the surrounding areas.

  History:  1997 AACS.


R 285.569.10  Packaging and labeling.
  Rule 10.  (1)  Every package, carton, wrapper, or other container  used  to 
ship, wrap, or hold unfrozen smoked fish in any way at  any  time,  including 
the packages sold from a bulk display and wrapped at the time of sale,  shall 
be labeled to indicate all of the following information:
  (a)   The name of the article of food.
  (b)   The name and address of the  manufacturer,  packer,  distributor,  or 
retailer.  If the smoked fish product is not manufactured by the person whose 
name appears on the label, then the name shall be qualified by a phrase  that 
reveals the connection the person has with the commodity.
  (c)   The ingredients and net weight, as required by  Act  No.  39  of  the 
Public Acts of 1968, as amended, and Act No. 283 of the Public Acts of  1964, 
as amended, being §289.701 et seq. and §290.601 et seq., respectively, of the 
Michigan Compiled Laws.
  (d)   The lot code number that identifies the  period  when  processed  and 
packaged, as required in R 285.569.6.
  (e)   The warning statement: "Perishable--Keep under  refrigeration  at  38 
degrees Fahrenheit (3.3 degrees Celsius) or below."
  (f)   The warning statement: "Not to be sold or consumed after _____,"  the 
blank to be filled with a date, including the month, day, and year.  The date 
shall be not more than 14 days after date of smoking unless an  operator  can 
demonstrate to the director of the department that a longer  period  of  time 
can be achieved that is safe.  The  director  of  the  department  may  grant 
approval for an operator to use a date greater than 14 days, but  may  invoke 
at any time, the requirements of R 285.569.14 and R 285.569.15.
  (2)   The labeling requirements for frozen smoked fish shall be the same as 
for unfrozen smoked fish, except for the requirements  specified  in  subrule 
(1)(e) and (f)of this rule.  The statements specified in subrule  (1)(e)  and 
(f) shall be replaced with the warning statements of this rule:  "Perishable:
 Keep frozen.  Thaw in refrigerator before consumption."
  (3)   All label statements shall appear in a distinctive and  plain  manner 
in English words and Arabic numerals.  All statements  shall  be  permanently 
affixed to each separate and distinct package or container.
  (4)   Smoked fish processed on different dates shall not be  commingled  in 
the same container at the processing plant or while the fish is being stored, 
distributed, or offered for sale.

  History:  1997 AACS.


R 285.569.11  Wholesale sale.
  Rule 11.  If fish product is sold other than at retail,  then  all  of  the 
following provisions apply:
  (a)   All sales shall be accompanied by an invoice or record of sale.
  (b)   Each invoice shall include  the  lot  number,  expiration  date,  and 
warning statement as required in R 285.569.10.
  (c)   Copies of all invoices or other adequate records shall be  maintained 
to identify consignments or distributions of designated coded lots.

  History:  1997 AACS.


R 285.569.12 Sale of fish product under other than original  expiration  date 
code
  prohibited.
  Rule 12.  Smoked fish product shall not be sold under any  expiration  date 
code other than the original expiration date code that the processor assigned 
to the fish product.

  History:  1997 AACS.


R 285.569.13  Records; availability; time of retention.
  Rule 13.  All process time  and  temperature  records,  temperature  device 
standardization records,  and all records of sales required  by  these  rules 
shall be made available to the director of the department  for inspection and 
copying upon request and shall be retained at the place  of  business  for  a 
period of not less than 6 months.

  History:  1997 AACS.


R 285.569.14  Modifications and waivers.
  Rule 14.  The director  of  the  department  may  grant  a  variance  to  a 
petitioner by modifying or waiving the requirements of  these  rules  if  the 
director is shown that the  proposed  alternative  is  equally  effective  in 
preventing food safety hazards.  If a variance is granted, then the  director 
of the department shall retain the information specified in R  285.569.16  as 
part of the official record.
Proprietary information submitted to satisfy a petition for a variance  shall 
not be subject to public disclosure.

  History:  1997 AACS.


R 285.569.15  Documentation of proposed variance and justification.
  Rule 15.  Before a variance from these rules is approved by the director of 
the department, the information that is provided by the person requesting the 
variance shall include all of the following:
  (a)   A statement of the proposed variance from the rule requirements  that 
cites the relevant rule numbers.
  (b)   An analysis of the rationale for  how  the  potential  public  health 
hazards addressed by the relevant rule will be alternatively addressed by the 
proposal.
If not included in the analysis, the director may require, but shall  not  be 
limited to requiring, any of the following:
  (i)  A letter from a process authority.
  (ii)  Copies of relevant articles from scientific journals.
  (iii)  Studies  obtained  or  performed  consisting  of  not  less  than  3 
processing runs showing that  under  the  requested  parameters  the  desired 
result is reliably achieved.
  (iv)  Laboratory analyses that demonstrate both of the following:
  (A)   For Clostridium botulinum, zero toxin production in the fish  product 
through a time period beyond the shelf life of the product of not  less  than 
1/3 of the shelf life, demonstrated through  inoculated  pack  studies  under 
normal and moderate abuse conditions.
  (B)  No detectable Listeria monocytogenes in the final fish product.
  (v)  Actual federal, state, or local government regulations or advisories.
  (c)   A HACCP plan that includes the information specified in R  285.569.17 
as it is relevant to the variance requested.
  (d)   If the person is a processor  outside  this  state,  verification  of 
inspection or licensing by a regulatory  agency  as  an  approved  source  of 
smoked fish.

  History:  1997 AACS.


R 285.569.16   Operator  requirements  if  variance  granted  or  HACCP  plan 
required;
  revocation of variance; expiration of variance.
  Rule 16.  (1)  If the director of the department grants a variance or if  a 
HACCP plan is otherwise required, the operator shall comply with all  of  the 
following provisions:
  (a)   Comply with the HACCP plan and procedures that  are  submitted  as  a 
basis for the modification or waiver.
  (b)   Maintain and provide to the director of the department, upon request, 
records specified in R 285.569.18 that demonstrate that all of the  following 
are routinely employed:
  (i)  Procedures for monitoring critical control points.
  (ii)  Monitoring of the critical control points.
  (iii)  Verification of the effectiveness of an operation or process.
  (iv)  Necessary corrective actions if there is  a  failure  at  a  critical 
control point.
  (c)   Notify the director of the department, in writing, when  any  change, 
replacement, or modification to the information required under  R  285.569.15 
has been made which affects any requirement listed under R 285.569.17.
  (2)   The director of the department may revoke a variance and may  require 
resubmission of a petition if any inspection, monitoring, analysis, or  other 
official activity conducted by the  department  or  other  regulatory  agency 
reveals a  condition  creating  a  potential  food  safety  hazard  that  the 
petitioner or plans failed to control or address.
  (3)   The director of the department may  set  an  expiration  date  for  a 
variance after which a petition may be resubmitted.  The petitioner  will  be 
notified in writing if an expiration date is set.

  History:  1997 AACS.


R 285.569.17  Contents of a HACCP plan.
  Rule 17.  Where not preempted by federal statute, HACCP plans  prepared  in 
accordance with R 285.569.15 shall specify, for each type  of  fish  product, 
all of the following information:
  (a)   The identity of the individual smoked fish product or  categorization 
of like products that the plan addresses.
  (b)   The potential food safety hazards, such as microbiological, chemical, 
or physical hazards, that may cause a fish product to  be  unsafe  for  human 
consumption.
  (c)   A flow diagram that depicts the  operator's  entire  fish  processing 
procedures and identifies each critical control point.
  (d)   Employee and supervisory training plans that address the food  safety 
issues of concern.
  (e)   A statement of standard  operating  procedures  for  the  plan  under 
consideration, including clearly identifying all of the following:
  (i)   Each critical control point, including all of the following:
  (A)  Raw material thawing.
  (B)  Brining or dry salting.
  (C)  Smoking.
  (D)  Cooling after smoking.
  (E)  Post-smoke processing, if any.
  (ii)  The critical limits that must be met at each critical  control  point 
specified in paragraph (i) of this subdivision to prevent  unacceptable  food 
safety hazards.
  (iii)  The  method  and  frequency  for  monitoring  and  controlling  each 
critical control point by an employee designated by the operator.
  (iv)  The method and frequency for the operator to routinely verify that an 
employee is following standard operating procedures and  monitoring  critical 
control points.
  (5)  The action to be taken by the operator if the critical limits for each 
critical control point are not met.
  (6)  The records to be maintained by the operator to demonstrate  that  the 
HACCP plan is properly operated and managed.
  (f)   Additional scientific data  or  other  information  required  by  the 
director.

  History:  1997 AACS.


R 285.569.18  Processes requiring variance.
  Rule 18.  All of  the  following  processes  require  a  variance  under  R 
285.569.15:
  (a)   The production of cold process smoked fish.
  (b)   Subjecting smoked fish to reduced oxygen packaging.
  (c)   The use of additives that reduce  the  level  of,  combine  with,  or 
replace, in whole or in part, the sodium chloride used  in  the  smoked  fish 
product at the required level, such as sodium nitrite, potassium chloride, or 
any other approved food additive.

  History:  1997 AACS.


R 285.569.19  Rescission.
  Rule 19.  R 285.541.1 to R 285.541.11 of the Michigan Administrative  Code, 
appearing on pages 1200 to 1202 of the 1979 Michigan Administrative Code, are 
rescinded.    

  History:  1997 AACS.
 

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